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This issue of the Earth Negotiations Bulletin © <enb@iisd.org> is written and edited by Tomilola “Tomi” Akanle, Asheline Appleton, Kati Kulovesi, Ph.D., Anna Schulz, 
Matthew Sommerville, Chris Spence, and Yulia Yamineva. The Digital Editor is Leila Mead. The Editor is Pamela S. Chasek, Ph.D. <pam@iisd.org>. The Director of IISD 
Reporting Services is Langston James “Kimo” Goree VI <kimo@iisd.org>. The Sustaining Donors of the Bulletin are the United Kingdom (through the Department for 
International Development – DFID), the Government of the United States of America (through the Department of State Bureau of Oceans and International Environmental 
and Scientific Affairs), the Government of Canada (through CIDA), the Danish Ministry of Foreign Affairs, the German Federal Ministry for Economic Cooperation and 
Development (BMZ), the German Federal Ministry for the Environment, Nature Conservation and Nuclear Safety (BMU), the Netherlands Ministry of Foreign Affairs, the 
European Commission (DG-ENV), and the Italian Ministry for the Environment, Land and Sea. General Support for the Bulletin during 2009 is provided by the Government 
of Australia, the Austrian Federal Ministry of Agriculture, Forestry, Environment and Water Management, the Ministry of Environment of Sweden, the New Zealand Ministry 
of Foreign Affairs and Trade, SWAN International, Swiss Federal Office for the Environment (FOEN), the Finnish Ministry for Foreign Affairs, the Japanese Ministry of 
Environment (through the Institute for Global Environmental Strategies - IGES), the Japanese Ministry of Economy, Trade and Industry (through the Global Industrial and 
Social Progress Research Institute - GISPRI), the Government of Iceland, and the United Nations Environment Programme (UNEP). Funding for translation of the Bulletin 
into French at this meeting has been provided by the International Organization of the Francophonie (IOF). Funding for translation of the Bulletin into Spanish at this 
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A Reporting Service for Environment and Development Negotiations
Online at http://www.iisd.ca/climate/cop15/
COP 15
#1
Published by the International Institute for Sustainable Development (IISD)
Vol. 12 No. 448
Monday, 7 December 2009
Earth Negotiations Bulletin
COPENHAGEN CLIMATE CHANGE 
CONFERENCE:
7-18 DECEMBER 2009
The United Nations Climate Change Conference in 
Copenhagen, Denmark, begins today and is scheduled to 
conclude on 18 December 2009. The conference will include 
the fifteenth Conference of the Parties (COP 15) to the United 
Nations Framework Convention on Climate Change (UNFCCC) 
and the fifth Conference of the Parties serving as the Meeting of 
the Parties to the Kyoto Protocol (COP/MOP 5). 
The conference marks the culmination of a two-year 
negotiating process to enhance international climate change 
cooperation under the Bali Roadmap, adopted by COP 13 in 
December 2007. At the UN Secretary-General’s Climate Change 
Summit in New York in September 2009, over 100 world leaders 
called for a comprehensive, ambitious and fair international 
climate change deal to be agreed in Copenhagen. More than one 
hundred world leaders are also expected to attend the joint COP 
and COP/MOP high-level segment from 16-18 December.
COP 15 and COP/MOP 5 will be held in conjunction with 
the thirty-first sessions of the Subsidiary Body for Scientific 
and Technological Advice (SBSTA 31) and the Subsidiary Body 
for Implementation (SBI 31), the tenth session of the Ad Hoc 
Working Group on Further Commitments for Annex I Parties 
under the Kyoto Protocol (AWG-KP 10) and the eighth session 
of the Ad Hoc Working Group on Long-term Cooperative Action 
under the UNFCCC (AWG-LCA 8). 
A BRIEF HISTORY OF THE UNFCCC AND THE KYOTO 
PROTOCOL 
The international political response to climate change 
began with the adoption of the UNFCCC in 1992, setting 
out a framework for action aimed at stabilizing atmospheric 
concentrations of greenhouse gases to avoid “dangerous 
anthropogenic interference” with the climate system. The 
UNFCCC entered into force on 21 March 1994 and now has 194 
parties. 
In December 1997, delegates at COP 3 in Kyoto, Japan, 
agreed to a Protocol to the UNFCCC committing industrialized 
countries and countries in transition to a market economy to 
achieve emission reduction targets. These countries, known 
under the UNFCCC as Annex I parties, agreed to reduce their 
overall emissions of six greenhouse gases by an average of 5.2% 
below 1990 levels between 2008-2012 (the first commitment 
period), with specific targets varying from country to country. 
The Kyoto Protocol entered into force on 16 February 2005 and 
currently has 190 parties.
In 2005, at COP/MOP 1 in Montreal, Canada, parties 
established the AWG-KP on the basis of Protocol Article 3.9, 
which mandates consideration of Annex I parties’ further 
commitments at least seven years before the end of the first 
commitment period. In addition, COP 11 agreed in Montreal to 
consider long-term cooperation under the Convention through a 
series of four workshops known as “the Convention Dialogue,” 
which continued until COP 13.
BALI ROADMAP: COP 13 and COP/MOP 3 took place 
in December 2007, in Bali, Indonesia. The focus was on long-
term issues and the negotiations resulted in the adoption of 
the Bali Action Plan (BAP), establishing the AWG-LCA with 
a mandate to focus on key elements of long-term cooperation 
identified during the Convention Dialogue, namely: mitigation; 
adaptation; finance; and technology and capacity building. 
The BAP also called for articulating a “shared vision for long-
term cooperative action, including a long-term global goal for 
emission reductions.” 
Parties agreed on a two-year negotiating process, the Bali 
Roadmap, which included “tracks” under the Convention and 
the Protocol and set a deadline for concluding the negotiations 
in Copenhagen. The two key bodies under the Bali Roadmap are 
the AWG-LCA and the AWG-KP, which held four negotiation 
sessions in 2008: April in Bangkok, Thailand; June in Bonn, 
Germany; August in Accra, Ghana; and December in Poznań, 
Poland. 
AWG-LCA 5 & AWG-KP 7: From 29 March to 8 April 
2009, AWG-LCA 5 and AWG-KP 7 convened in Bonn, 
Germany. The main objective of the session was to work 
towards negotiating text under both AWGs. Based on a note 
(FCCC/AWGLCA/2009/4, Parts I and II), prepared by Chair 
Michael Zammit Cutajar (Malta), discussions at AWG-LCA 5 
focused on elaborating elements for a draft negotiating text to be 
prepared by the Chair for AWG-LCA 6.
AWG-KP 7 focused on emission reductions by Annex I 
parties under the Kyoto Protocol beyond 2012 and on legal 
issues, including possible Protocol amendments. The AWG-
KP also considered potential consequences of response 
measures and the other issues in its work programme (FCCC/
KP/AWG/2008/8), namely: flexibility mechanisms; land use, 
land-use change and forestry (LULUCF); and methodological 
issues. The AWG-KP requested its Chair John Ashe (Antigua 
and Barbuda) to prepare two documents for its next session: a 
proposal for Protocol amendments under Article 3.9 (Annex I 
parties’ further commitments); and a text on other issues.
AWG-LCA 6 & AWG-KP 8: From 1-12 June 2009, 
AWG-LCA 6 and AWG-KP 8 convened in Bonn, Germany, 
in conjunction with the 30th sessions of the SBI and SBSTA. 
AWG-LCA 6 concentrated on developing negotiating text, using 
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Earth Negotiations Bulletin
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a Chair’s draft (FCCC/AWGLCA/2009/8) as the starting point. 
Parties clarified and developed their proposals and the main 
outcome was a revised negotiating text (FCCC/AWGLCA/2009/
INF.1), which was nearly 200 pages long and covered all the 
main elements of the BAP. AWG-KP 8 focused on Annex I 
parties’ aggregate and individual emission reduction targets. It 
agreed to continue discussions on these as well as on the other 
issues based on documentation prepared by the AWG-KP Chair. 
By the end of the June session, the Secretariat had also 
received five proposals for a new protocol under the Convention 
and twelve submissions concerning amendments to the Kyoto 
Protocol, proposed for adoption in Copenhagen.
INFORMAL AWGs: From 10-14 August 2009, the AWG-
LCA and AWG-KP held informal intersessional consultations 
in Bonn, Germany. For the AWG-LCA, the focus was on 
how to proceed with the revised negotiating text (FCCC/
AWGLCA/2009/INF.1). It began producing reading guides, 
tables, matrices and non-papers (FCCC/AWGLCA/2009/INF.2) 
aimed at making the negotiating text more manageable. Under 
the AWG-KP, discussions continued on Annex I parties’ emission 
reductions, potential consequences and other issues. The results 
were reflected in revised documentation prepared by the Chair 
for Bangkok. 
AWG-LCA 7 AND AWG-KP 9: From 28 September to 
9 October 2009, the first part of AWG-LCA 7 and first part 
of AWG-KP 9 convened in Bangkok, Thailand. Both AWGs 
resumed their sessions from 2-6 November 2009 in Barcelona, 
Spain.
AWG-LCA 7 continued streamlining and consolidating 
the negotiating text. The outcome was a series of non-papers, 
forwarded to Copenhagen as an annex to the meeting report 
(FCCC/AWGLCA/2009/14). While progress on issues such as 
adaptation, technology and capacity building was commonly 
described as satisfactory, many felt that “deep divides” persisted 
on mitigation and certain aspects of finance. 
During AWG-KP 9, discussions continued on all issues in 
the AWG-KP’s work programme. Most felt, however, that no 
significant progress was made on Annex I parties’ aggregate 
and individual targets, and differences also surfaced between 
developed and developing countries concerning whether the 
outcome from Copenhagen should be an amendment to the 
Kyoto Protocol or a single new agreement. AWG-KP 9 did 
not conclude the consideration of any of the issues in its work 
programme.
INTERSESSIONAL HIGHLIGHTS  
CLIMATE VULNERABLE FORUM: The Maldives 
hosted a high-level forum from 9-10 November 2009, with a 
view to drawing attention to the specific challenges and needs 
of countries that are most vulnerable to climate change. The 
meeting developed a declaration to be presented in Copenhagen, 
signed by Bangladesh, Barbados, Bhutan, Ethiopia, Ghana, 
Kenya, Kiribati, Maldives, Nepal, Rwanda, Tanzania and Viet 
Nam.
ASIA-PACIFIC ECONOMIC COOPERATION (APEC) 
LEADERS’ MEETING: Key leaders met from 14-15 
November 2009, in Singapore, at the 17th APEC Economic 
Leaders’ Meeting. The leaders of the US, China, Japan, the 
Russian Federation, Canada, Australia and Mexico were among 
19 member states’ leaders present. In their declaration, the 
leaders, inter alia, reaffirmed their commitment to work towards 
an ambitious outcome in Copenhagen, within the objective, 
provisions and principles of the UNFCCC. 
ASSOCIATION OF SOUTHEAST ASIAN NATIONS 
(ASEAN) AND THE US LEADERS’ MEETING: ASEAN 
and the US held their first Leaders’ Meeting on 15 November 
2009, in Singapore, also addressing climate change and energy. 
In their joint declaration, the leaders agreed to work closely to 
ensure that the outcome in Copenhagen incorporates long-term 
cooperative actions to address climate change. Recognizing 
the critical importance of adaptation, they also agreed to 
strengthen collaboration in research on climate impacts and in 
the development and implementation of appropriate policies and 
measures. 
PRE-COP 15: Forty ministers responsible for the 
environment and climate met in Copenhagen, Denmark, from 
16-17 November 2009, to prepare for COP 15. After the meeting 
Connie Hedegaard, the incoming COP President from Denmark, 
highlighted the meeting as “very constructive.”  She said 
Copenhagen must “with credibility” set the world on a path to 
limiting global average temperature increase to no more than 
2°C; deliver on all building blocks of the BAP; and develop a 
mandate and a near-term deadline to turn the outcome into a 
legally-binding instrument.
COMMONWEALTH HEADS OF GOVERNMENT 
MEETING: Leaders of Commonwealth countries convened 
from 27-29 November in Port of Spain, Trinidad and Tobago, 
for the biannual Commonwealth Heads of Government Meeting. 
They were joined by UN Secretary-General Ban Ki-moon, 
French President Nicolas Sarkozy and Danish Prime Minister 
Lars Lokke Rasmussen. Focusing on climate change, they issued 
a declaration stating that only a “few short years” remain to 
address the climate threat and that an “internationally legally-
binding agreement is essential.” They also, inter alia, welcomed 
the initiative to establish a Copenhagen Launch Fund for 
developing countries, to start in 2010 and build to US$10 billion 
per year by 2012. 
NEGOTIATIONS IN COPENHAGEN
AWG-LCA AND AWG-KP: The focus in Copenhagen will 
be on the AWG-LCA and AWG-KP, which are the main bodies 
under the Bali Roadmap. 
 AWG-LCA 8 has agreed to work through one contact group. 
It is expected to draft texts on all the elements of the BAP for 
consideration by the COP. It is also expected to discuss the legal 
nature of the “agreed outcome” on which parties have expressed 
differing views throughout 2009.
AWG-KP 10 is expected to continue working through four 
contact groups on Annex I emission reductions, other matters, 
potential consequences and legal matters. The emphasis of 
the AWG-KP’s work is expected to be on Annex I emission 
reductions. All groups are expected to focus on preparing draft 
COP/MOP decisions or Protocol amendments. 
Both AWGs are scheduled to conclude their work on 15 
December and their Chairs will report the results to COP 15 and 
COP/MOP 5 respectively on 16 December.
COP AND COP/MOP: One of the main issues before the 
COP is the AWG-LCA’s report. The COP’s provisional agenda 
also includes items such as: five proposals for new protocols 
submitted by parties under Convention Article 17 (protocols); a 
proposal by Malta to amend Annex I of the Convention; financial 
mechanism; national communications; technology; and capacity 
building. 
The COP/MOP agenda includes the AWG-KP’s report and 
consideration of proposals by parties to amend the Kyoto 
Protocol. The COP/MOP will also consider issues such as the 
Clean Development Mechanism (CDM), joint implementation 
(JI), the Adaptation Fund and compliance. 
SBI AND SBSTA: The SBI and SBSTA are scheduled to 
work from 8-12 December. The SBI will take up such issues as 
capacity building, national communications and the review of 
progress on the implementation of the Buenos Aires programme 
of work on adaptation and response measures (decision 1/CP.10). 
The SBSTA will consider, inter alia, reducing emissions from 
deforestation and forest degradation in developing countries 
(REDD), the Nairobi work programme on impacts, vulnerability 
and adaptation, and various methodological issues. Both bodies 
will consider technology transfer.