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“T
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Summary from 11-13 August 2009 Conference, Incheon 
(after comments and approval in plenary) 
 
Opened by the UN Secretary-General, Ban Ki-moon,  
Sang-Soo, the Mayor of Incheon Metropolitan City, and  
Margareta Wahlström, UN Special Representative of the Secretary-General for 
Disaster Risk Reduction  
Co-chaired by Helena Molin Valdés, UNISDR, and  
Peter Woods, Secretary General, United Cities for Local Governments- Asia and 
Pacific 
 
The Conference participants have come to an agreement to actively move the 
disaster risk reduction and climate change adaptation agenda forward through 
an Alliance of Local Governments for Disaster Risk Reduction, with 200 
participants from national to local government levels, local authorities, 
associations and networks, professional and technical organizations, 
academia, the private sector and civil society, and the UN present.  
 
Conference participants thank Incheon Metropolitan City and the United 
Nations secretariat of the International Strategy for Disaster Reduction 
(UNISDR) for hosting this meeting and for their leadership in building this 
Alliance.  
 
The group of Ministers and Members of Parliament participating in the 
Conference met in support of this cause, and committed to continue 
championing the subject for the benefit of humankind, to work together across 
political boundaries and to make sure that the recommendations and learning 
reach the population at risk. 
 
We agreed to target ‘local governments’ and use this as the encompassing 
term for urban and rural communities of different size and level (regional, 
provincial, metropolitan, cities, municipalities, townships and villages), in the 
global awareness campaign lead by ISDR and partners and in the Alliance. 
We also agreed to focus especially on reaching the poor and high risk 
communities with our efforts to reduce risk and build resilient communities, 
and to engage with grass-roots organizations and people, to motivate and 
involve them directly. The campaign will primarily target mayors, other local 
leaders and technical staff involved in urban development, as well as national 
authorities responsible for local development and/or disaster risk reduction. 
 
 
 
 
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The challenges we have identified: 
 
In the Plenary Sessions, the four Thematic Sessions and in particular, the 
discussions, the following key challenges and issues have been identified: 
 
  Political opportunity 
In his opening remarks, the UN Secretary-General, Ban Ki-moon, asked 
how local governments could actively contribute to address climate 
change and reduce the increasing risk of disasters. He called for the need 
of world leaders in this area to include mayors, townships and community 
leaders to address climate change and disaster risk reduction. This 
commitment presents an opportunity to scale-up the political 
empowerment and voice of local governments on the international scene, 
which is often still weak or even absent. 
 
  Urban risk on the increase  
More than 50% of the global population now lives in urban areas with an 
increasing population exposed to failing infrastructure, sanitation 
deficiencies, and lack of basic services, among many other risk factors. 
The 2009 Global Assessment Report on Disaster Risk Reduction lists 
unplanned urbanization and poor urban governance as two main 
underlying factors accelerating disaster risk. Other important risk drivers 
are vulnerable rural livelihoods and ecosystem decline.   
Risk is increasing in urban agglomerations of different size due to 
unplanned urbanization and accelerated migration from rural areas or 
smaller cities. The low institutional capacity of local authorities to provide 
land and services to the poor leads to urban growth of informal settlements 
in hazard prone areas (900 millions in informal settlements- increasing by 
25 million per year). Urban hazards (e.g. flooding) are exacerbated by the 
lack of investment in infrastructure as well as of poor environmental 
management. With respect to flooding, the lack of appropriate storm 
drainage systems is a major cause for urban floods. 
 
 
  Disaster risk reduction in rural communities  
The risks are not only to be found in urban areas. The challenge faced by 
rural impoverished communities and their local governments in small 
villages and townships, especially those with large day-to-day dependency 
on crops, livestocks and natural resources, during and after disasters are 
multi- dimensional. While local communities have developed indigenous 
knowledge for disaster risk reduction to minimize risk, the adoption of new 
technologies, tools and sharing of good practices by local governments 
can go a long way to reduce risk in those communities and enhance 
adaptation to climate change. 
 
  The exploration of alternatives to ever-increasing metropolises and 
increased urban risk 
Faced with the unsustainable migration of rural population to urban areas -   
usually of the poorest ones and often triggered by localized disasters - 
totally lacking in efficient and sustainable infrastructure, there is a need to 
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encourage regional economic development in rural areas and smaller 
cities. This would provide opportunities for planned urban areas of 
sustainable proportions that would obviate the need for mass migration to 
achieve family economic opportunities. Governments should not just 
recognize that huge numbers of people are moving to unsustainable cities 
but may need to actively intervene with effective planning and economic 
investment to provide an alternative. 
 
  Advocacy for local level disaster risk reduction and the 
empowerment of local governments 
We need to more actively mobilize political support for the engagement of 
a wider group of stakeholders, not only the local governments, but national 
governments, civil society and the private sector. We recognize that local 
governments can actively contribute to solving global issues. 
 
  Local governance for risk reduction 
It is the local government that is the first responder, and the one 
responsible for community development and sustainable disaster risk 
reduction. The empowerment of local governments must be a key priority 
in order to encourage democratic decision-making that involves the 
citizens and all key stakeholders at the local level. The proper confirmative 
authority of the local government, human capacity and allocation of 
appropriate resources needs to be ensured. 
Risk reduction at the local level depends on good local governance, 
particularly in the political decision-making and formulation of policy and 
enforcement relating to land use planning, regulatory controls, zoning, and 
construction standards. Risk reduction calls for flexibility in the decision 
making process and the empowerment of communities, which in turn 
pushes transparency and good governance.   
The value and usefulness of an Alliance of Local Governments for 
Disaster Risk Reduction can assist in the facilitation of good governance 
and create the space for stakeholders to work together.  
Every disaster brings to bear questioning of accountability of local and 
regional authorities, and whether they are over-ruled by national 
authorities. 
Each local or provincial government should have an explicit policy and 
action plan for disaster risk reduction, and dedicated personnel and budget 
assigned. 
  Move from a ‘disaster response’ mode to a ‘risk reduction’ mode 
The age old challenge that still exists with many local governments, is to 
change the mind set from disaster response to disaster reduction and 
preparedness. “Mind set” means the understanding, the awareness and 
current way of understanding and doing things. The challenge is to bring 
the issues of disaster risk to a new level of significance for local 
governments. We need to clearly describe what the local authorities need 
to achieve: to localize the Hyogo Framework for Action.  
 
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  Disaster risk reduction is an investment - not a cost 
We face an ongoing challenge to justify the need for resources to invest in 
reducing risk and how to effectively utilize national resources by whichever 
sphere of government is in the best position to utilize such resources.  
A World Bank led mile-stone study on the Economics of Disasters will be 
launched mid-November 2009. It will include important evidence to build 
the case for savings and benefits - and the costs of not addressing 
disaster risk.  
The methodology may well be used for the local government to provide its 
own analysis of costs and benefits to negotiate with national governments.  
It is important to reflect on how information and data is gathered for global 
reports like this. Does it represent the reality on the ground? We 
recommend as a principle that participatory approaches are used for data 
gathering for all studies to truly reflect the realities, and to build ownership 
at the local level. 
  Planning for disaster risk reduction 
The need for a more widespread development of municipal risk 
assessments and maps as well as of local vulnerability and capacity 
assessments exists. These studies should serve as the basis for local and 
urban development plans and programmes and the development of 
municipal disaster risk management plans. Many good lessons are 
available, these need to be shared. We call for such practices to be shared 
by different means and ways such as web resources to be broadly 
available. 
 
  Partnerships 
The key partners in any effective democratic decision-making are the 
citizens - the people-, the interest groups and the organizations and 
structures that can assist in this process, often including specific cultural 
organizations and their leaders, e.g. religious, grass-root organizations, 
NGOs and traditional leaders. 
 
The challenge is to find ways to work with local businesses and 
companies, to ensure there is an opportunity to involve the private sector 
when policy is being developed by local governments, in projects aimed at 
reducing risks, and creating strong sustainable public private partnerships 
in the framework of Corporate Social Responsibility. In doing so, decisions 
relating to these must be made transparently and with sound technical and 
sustainable understanding of the consequences of such decisions, to not 
create new risks. For example, telecommunications services provision 
could be an opportunity to develop partnerships with emergency response 
and disaster reduction and preparedness. To be effective, they must be 
developed ahead of time
1
.  
 
 
                                                 
1
 
The World Economic Forum developed guidelines and principles for private sector involvement in 
humanitarian situations, which should be abided to. 
 
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  Climate change adaptation, mitigation and disaster risk reduction 
Given the ‘front-line’ status of local governments, there is an urgent need 
to inform communities and local governments about local level climate 
change implications and practical guidance for adaptation, as well as of 
climate change mitigation opportunities. Local climate change adaptation 
and mitigation efforts can be the most powerful method of minimizing 
potential disaster losses due to local climate variability and extreme events 
that have immediate implications.      
What is the capacity of local government to deal with this responsibly? 
Local governments are considered as one of the pillars in the proposal for 
a new agreement within the UN Framework Convention on Climate 
Change. To fulfill this role, they need strong collaborations and 
partnerships to enhance the linkage with national policies and initiatives.  
Local governments and actors can provide basic data, currently 
unavailable, and feedback from a local perspective on how disaster risk 
reduction, adaptation and climate change mitigation actions are being 
integrated in the local sustainable development processes. We see as an 
opportunity the outcomes of the 4th Asia Ministerial Conference on 
Disaster Risk Reduction to be held in Incheon, Republic of Korea in 2010, 
will carry the theme of “Climate Change Adaptation and Disaster Risk 
Reduction”. 
Local governments can provide the necessary political leadership assist to 
reverse climate change and reduce climate risk. A collective of local 
government organizations and individuals can achieve this together, in the 
Campaign and Alliance. We need to create nationally political space, and 
to use ISDR as an advocacy vehicle. Role models and good examples 
should be collected and disseminated in the Campaign and by the 
Alliance. 
 
  Tools for disaster risk reduction 
A vast number of tools, guidelines, templates and other useful resources 
already exists and only needs to be adapted or updated for specific use 
by local government authorities and local communities. The challenge is 
to locate, collect and create access points for a range of tools and 
resources for disaster risk reduction. Research, monitoring and evaluation 
should be considered in all project and programme development.  
 
  Capacity development for local authorities 
This is certainly one of the most pressing issues, as capacity development 
can have a significant impact on minimizing losses from disaster events, 
climate change and variability and on strengthening decentralization of 
resources. There are many existing international, regional, national and 
local centers, training institutions and academia to build on. Capacity 
development is recognized as a vital ingredient for decentralized disaster 
risk reduction and sustainable local development and for empowering local 
government units and communities. As such, capacity development is a 
necessary component in building the Local Government Alliance for 
Disaster Risk Reduction in carrying out the World Campaign.  
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  Improved information and communications technology (ICT) is a 
necessity 
Capacities of stakeholders to use ICT for disaster risk reduction need to 
be strengthened. ICT can empower people, communities and 
organizations to become more self-sufficient in dealing with and managing 
disaster situations and their aftermath. The use of ICT can increase the 
efficiency of managing the disaster reduction processes and, as a result, 
enhance the delivery of services to people at local and community levels 
and beyond. ICTs facilitate and enhance coordination, collaboration at all 
stages of the process dealing with disaster risk reduction, such as 
planning, early warning and increased communication among 
stakeholders.  
Where appropriate, access to resources should be designated to increase 
ICT capacities at the local level, to build on existing conditions, and 
opportunities to partner with private sector operators should be explored. 
 
 
 
Way forward  
 
Arising from this meeting, the following concrete objectives have been 
identified as priorities to take into account for the ISDR system 2010-2011 
World Disaster Reduction Campaign for local governments on urban risk 
reduction and the supporting Alliance of Local Governments: 
  Communicating clearly for disaster risk reduction 
We collectively agree to recognize and to actively promote the use of 
straightforward, common sense language in all aspects of disaster risk 
reduction. Effective communications is critical to delivering a clear and 
readily understandable set of messages about the use, value and 
importance of disaster risk reduction to communities and local 
governments in all areas.  
  Political engagement 
The Alliance, as part of the World Campaign, will establish a compact 
between national and local governments, particularly those who can 
demonstrate strong partnering and interaction towards the common goals 
of disaster risk reduction including the utilization of resources.  
  Champions 
We will seek to identify at least 25 “Champions” from local governments, 
and from national governments for local and urban development, with 
demonstrated leadership in this area (see criteria). These Champions will 
be invited to commit time to help raising awareness and advocating local 
governments needs at the highest levels and promote broad partnerships, 
through a bottom-up approach. A target for the Campaign will be to 
improve the commitment of the UN to work with local government in risk 
reduction and climate change adaptation and mitigation programmes. 
 
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  Promoting capacity development for local governments at all levels 
We shall, as an Alliance, develop a  long-term mission and work plan, 
towards 2015 and beyond, to actively promote capacity development and 
training programmes at  the international, regional, national and local level, 
with the aim of enhancing human resource development, necessary to 
empower the role of local governments and actors in disaster risk 
reduction. 
As part of the immediate ISDR campaign strategy the following capacity 
development actions should be considered, to be carried out by existing 
training facilities, champions and partners in each region: 
o
  Inventory of resources and opportunities available worldwide at all 
levels; 
o
  Support to localize and indigenize of training programmes to reach 
communities and local governments in all areas; 
o
  A plan to initiate a “Training of Trainers” programme, utilizing the 
new Incheon ISDR Training facility and existing institutes and 
organizations with already developed training and capacity 
development, to develop disaster risk management awareness and 
capacity, targeting  local governments and legislators. It will build on 
specific partnerships and available resources in each region;  
o
  Partnerships for curricula development (technical, policy and 
legislative contents) through and with the support of UNISDR 
Regional Offices; 
o
  Support of disaster risk reduction mainstreaming within the already 
existing capacity development programmes; 
o
  Besides training, promotion of capacity development through 
experience sharing, south-south exchange and knowledge transfer; 
networking and partnership building; and joint project development 
and implementation. 
The Alliance will promote decentralization and mobilization of resources 
especially from national to local levels to facilitate equal access to existing 
opportunities as well as the development of local opportunities responding 
to specific local needs.   
  Localizing the Hyogo Framework for Action (HFA), and mid-term 
review: 
After the first five years of implementing the Hyogo Framework, much has 
been learned and achieved, however, it has been affirmed that the 
process needs to reach out further to local governments and local 
communities. The mid-term Review 2009-2010 will offer a number of 
opportunities and challenges for local governments and particularly local-
level high risk communities. These ‘front-line’ organizations will be called 
upon to help to upscale the implementation of the HFA and to lead and 
mobilize communities to adopt and use this disaster risk reduction tool.   
Local Governments and Alliance networks around the world will be called 
upon to spread the message of the HFA, to collect success stories and to 
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share country-specific experiences. Achieving the goals and objectives of 
the HFA by 2015 will not be possible without the support and collaboration 
of local government authorities
The HFA midterm review is also a significant opportunity to contribute to 
the new urban risk reduction initiative and World Campaign 2010-2011, 
which will also stimulate local action for the implementation of the HFA. 
This shall be accompanied by a comprehensive advocacy campaign to 
build awareness of both the HFA and disaster risk reduction. 
  
  Disaster risk reduction and climate change adaptation and 
mitigation– what does this mean for local governments? 
This is a pressing issue for everyone. Local governments must become 
the drivers of adaptation and mitigation strategies that will result in greatly 
reduced disaster risk and loss potential. The campaign will focus on 
sharing practical measures on effective climate change adaptation and the 
links to disaster risk reduction. 
 
  Select showcase local governments as role models for resilient cities 
We propose to start with a minimum of 25 cases as role models and 
commit to communicate examples to UNISDR. This is proposed as the 
starting point. We will aim at having thousands of local governments 
involved by the end of the campaign, with increasing numbers towards 
2015 and beyond.  
What does this mean for each of those local governments? Initiatives to 
recognize good achievements and examples of successful local risk 
reduction examples have to be set up - UNISDR will develop a matrix and 
share it with the Alliance for nominations and follow-up.  
  UNISDR will coordinate the global campaign strategy, and especially 
focus on: 
(a) Facilitating the political space between local governments, national 
governments and the UN for disaster risk reduction,  
(b) Providing for a coordinated public awareness and media campaign, 
which will build on local, national and international partners outreach 
capacities (engage with professional marketing and media experts), 
and  
(c) During the campaign, committing to facilitate the compilation of 
existing tools and good practices
2
, and promoting capacity 
development, learning and sharing of experience between champion 
local governments and with the partners in each region.  
 
 
                                                 
2
 We have 40 examples of local government in disaster risk reduction good practices already; 15 will be 
published in 2009. 
 
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Commitment: 
The Alliance of participants at this Conference will serve as primary 
consultative group for the global campaign. Specific responsibilities of 
institutions and networks will be set out in the campaign strategy, based on 
their specific commitment to take responsibility for aspects of the campaign. 
UNISDR will call upon the participants in this meeting as the advisors to the 
campaign and launch a call for “champions” and role model cities and other 
local governments with good practices- to demonstrate the attributes of a 
disaster resilient city and local government. 
The concentrated global awareness campaign on urban risk reduction (see 
possible slogans proposed in annex) takes place during 2010-2011 and will 
build on previous ISDR campaigns for safer schools and safer hospitals. After 
this, the campaign will continue with the Alliance, national and local 
government organizations and partners to promote disaster resilient local 
governments at all levels with targets for 2015, and beyond. 
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Criteria for selection of Champions: 
 
1.- High profile leader with possibility to mobilize others and influence policy or 
action (national, local, community) 
2.- Belong to a local government (city, municipality, township, village) with 
some good practice to share in disaster risk reduction, or under development 
(see the 10 Basic Attributes of a Disaster Resilient City and Local 
Government). 
3.- Be willing to set aside time to participate in international, regional and/or 
national dialogues and events 
4.- Be able to convey messages to reach the people: compose songs, 
slogans and/or articles  
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B
UILDING A 
L
OCAL 
G
OVERNMENT 
A
LLIANCE FOR 
D
ISASTER 
R
ISK 
R
EDUCTION              
11-13
 
A
UGUST 
2009
 
 
F
INAL 
V
ERSION
,
 
28
 
A
UG 
2009 
 
Page 11 of 11
 
Events in the pipeline (to be further developed) 
 
2009 
 
7-11 September 2009:  Congress of CITYNET, Yokohama 
 
14 Oct 2009:   
International Day for Disaster Reduction: Safer Hospitals  
 
19-21 October 2009.   UCLG-AP Executive Bureau and Training Session, Changwon, 
Korea 
 
15 November 2009:  
Launch of the Study on Economics of Disasters, Washington 
D.C., USA 
 
9-14 November 2009:  UCLG World Council, Guangzhou 
 
 
2010 
 
17 January 2010:  
15
th
 Year Commemoration of the Great Hanshin-Awaji 
Earthquake, Kobe-Hyogo and other DRR events 
 
  
 
 
(Launch the Campaign) 
 
April 2010:  
 
World Health Day WHO: Healthy Cities 
 
28-30 May 2010:  
ICLEI World Congress of Cities on Climate Change, Bonn 
 
May- October 2010:   World Expo: Better Cities, Better Life, Shanghai, China 
 
May-June 2010:  
Launch of IFRC World Disasters Report 
 
September 2010: 
UCLG World Congress, Mexico 
 
13 October 2010:  
International Day for Disaster Risk Reduction 
 
19-22 October 2010:   UCLG Asia Pacific Congress, Hamamatsu, Japan 
 
25-28 October 2010:   4
th
 AMCDRR, Incheon, Republic of Korea 
 
 
2011 
 
May:  
Launch of Second Global Assessment Report on Disaster Risk 
Reduction 
 
June:    
 
Third Session of the Global Platform for Disaster Risk Reduction 
 
12 October 2011:  
International Day for Disaster Risk Reduction 
 
 
www.unisdr.org
 
www.preventionweb.net