
8/17/2009
1
THE HUMANITARIAN
ASSISTANCE SYSTEM OF THE
UNITED NATIONS
UN CHARTER ARTICLE 1.3:
“ … to achieve international
THE UN CHARTER
PRINCIPLES FOR HUMANITARIAN ACTION
cooperation in solving
international problems of an
economic, social, cultural or
humanitarian character…
… through …
UN CHARTER ARTICLE 1 4
UN CHARTER ARTICLE 1.4:
… becoming a centre for
harmonizing actions.”

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2
1991: General Assembly
Resolution 46/182 created the
Emergency Relief Coordinator
th f
l
i t
d
i
OCHA’S MANDATE
as the focal point and voice
for humanitarian
emergencies.
The same resolution created
the Department for
Humanitarian Affairs (became
(
OCHA in 1998), the Inter-
Agency Standing Committee
(IASC) and the CERF.
THE KEY ACTORS
Upon request
OCHA assists
governments
in mobilizing
in mobilizing
international
assistance
when the
scale of the
disaster
exceeds the
national
capacity.

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3
WHY DO WE NEED
COORDINATION?
We need to deal with a
AID IS AN ABSOLUTE RIGHT
multiplicity of actors.
We need to work with
limited resources.
We need to avoid the
politicization of aid.
W
d t
id
We need to avoid gaps,
duplications, and assure the
responsibility of each
humanitarian partner.
AID IS AN ABSOLUTE RIGHT
COORDINATION
MECHANISMS
GLOBAL: Executive
Committee for Humanitarian
Affairs (ECHA), Inter-Agency
Standing Committee (IASC),
Global Humanitarian Platform
(GHP)
COUNTRY LEVEL
COUNTRY LEVEL:
Humanitarian Coordinators,
Humanitarian Partnership
Teams, Consolidated Appeals.

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Inter-Agency
Standing Committee
Inter-Agency Standing Committee
Full Members and Standing Invitees
Full Members
Food and Agricultural
Organisation (FAO)
Office for the Coordination of
Humanitarian Affairs (OCHA)
Standing Invitees
International Committee of the
Red Cross (ICRC)
International Council of Voluntary
Agencies (ICVA)
Standing Committee
(IASC)
•
Composed of NGO
consortia, Red Cross and
Red Crescent Movement,
United Nations Development
Programme (UNDP)
United Nations Population Fund
(UNFPA)
United Nations High Comissioner
for Refugees (UNHCR)
United Nations Children’s Fund
(UNICEF)
International Federation of Red
Cross and Red Crescent
Societies (IFRC)
American Council for Voluntary
International Action (InterAction)
International Organisation for
Migration (IOM)
Office of the High Commissioner
for Human Rights (OHCHR)
IOM, World bank and
UN agencies
World Food Programme (WFP)
World Health Organisation
(WHO)
Office of the Special
Representative of the Secretary
General on the Human Rights of
Internally Displaced Persons
(RSG on HR of IDPs)
Steering Committee for
Humanitarian Response (SCHR)
World Bank (World Bank)
Why did we need
Humanitarian Reform?
•
Myriad of actors – coordination difficult
•
Gaps in response
p
p
•
Unpredictability of response
•
Insufficient accountability
•
Inconsistent donor policies
=>In September 2005 the IASC endorsed the cluster
h
d f
lt
f
i i
th
approach as default way of organizing the
international response to any new humanitarian
emergency.

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reform
HUMANITARIAN
THE KEY ELEMENTS OF
THE KEY ELEMENTS OF
HUMANITARIAN REFORM
HUMANITARIAN REFORM
CLUSTER APPROACH
Adequate capacity and
predictable leadership in
all sectors
HUMANITARIAN
COORDINATION
Effective leadership and
coordination in humanitarian
emergencies
HUMANITARIAN
FINANCING
Adequate, timely and
flexible financing
PARTNERSHIPS
Strong partnerships between UN and non-UN actors
reform
HUMANITARIAN
•
ERC decides on case by case basis on appointment of HCs
Humanitarian Coordinator (HC)
•
ERC first looks at suitability of incumbent Resident Coordinator
(RC)
•
If he/she lacks humanitarian experience or for other (e.g. political)
reasons the RC is not suitable, ERC will usually select an HC from
the ‘HC pool’
•
HC Pool was established in 2006
ongoing training in
•
HC Pool was established in 2006 – ongoing training in
humanitarian coordination/leadership, tools etc (HC pool includes
many RCs)
•
HC is Head of the (UN) Humanitarian Country Team
•
Direct reporting line to the ERC (currently John Holmes)

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reform
HUMANITARIAN
Fl h A
l
Humanitarian financing
•
Flash Appeal
•
Consolidated Appeals Process (CAP)
•
Central Emergency Response Fund (CERF)
Clusters
strengthen
partnerships
THE CLUSTER
APPROACH
and responses
to humanitarian
emergencies
by clarifying
the division of
labor among
aid organizations.

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reform
HUMANITARIAN
Cluster Approach
Aim
Higher standards of predictability, accountability and partnership
g
p
y,
y
p
p
in all sectors or areas of humanitarian activity
More strategic responses
Better prioritization of available resources
Terminology
Each country to decide on appropriate terminology, based on the
working languages and local preferences
working languages and local preferences
But a ‘cluster’ is basically the operational body for a ‘sector’ and the
change is about securing clear leadership for that sector
Allocation of Cluster Leads
at country level
•
The HC, in consultation with the Humanitarian
,
Country Team, is responsible for designation
of cluster/sector leads at country level
•
Where possible, cluster leads at country level
should be in line with leads at global level but
this may not always be appropriate

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reform
HUMANITARIAN
•
Normative
Standard setting & consolidation of ‘best practice’
Responsibilities of Global Cluster Leads
-
Standard setting & consolidation of ‘best practice’
• Capacity-Building
-
Training and system development at all levels
-
Surge capacity and standby rosters
-
Material stockpiles
• Operational Support
- Emergency preparedness
- Advocacy and resource mobilization
reform
HUMANITARIAN
Terms of Reference for Cluster/Sector Leads at
Country Level
Inclusion of key humanitarian partners
Establishment of appropriate coordination mechanisms
Coordination with national/local authorities, local civil society etc.
Ensure participatory and community-based approaches
Attention to priority cross-cutting issues (age, environment, gender,
p
y
g
( g
g
HIV/AIDS etc.)

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reform
HUMANITARIAN
Emergency preparedness
Planning and strategy
Acti
v
Acti
v
development
Needs Assessment and Analysis
Application of standards
Monitoring and reporting
Advocacy and resource
bili ti
v
ities of
cluste
v
ities of
cluste
mobilization
Training and capacity building
Provider of Last Resort (POLR) –
what does that mean???
r leads
r leads

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Specific Context of Humanitarian
Assistance in the Pacific
•
High degree of disaster risk
•
The vast ocean mass
•
Small and scattered population on small islands
•
Local responders quickly overwhelmed
•
Regional responders operate from different
l
ti
i th P ifi
locations in the Pacific
Challenges for effective & timely response and
coordination
Background
•
Humanitarian Reform and Cluster Approach at the
global level
•
Lessons from the
Solomon Islands Tsunami/
Earthquake in April 2007
,
which highlighted the
challenges in response and the importance of
disaster preparedness
•
Objective: more effective & predictable
humanitarian assistance in the Pacific
•
Inter-agency coordination and collaboration and
emergency preparedness are an important part of
this effort

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Lessons from SI EQ/Tsunami
•
Data preparedness and collection
•
Data preparedness and collection
•
Sustained coordination at multiple levels
•
Information management for coordination
and decision-making
•
Logistics transport and supply
•
Logistics, transport and supply
•
Roles and responsibilities of various actors
Outcomes from inter-agency
collaboration
Pacific Humanitarian Team
•
Comprising all disaster response actors that
have a regional capacity to deploy in Pacific
Island Countries
•
6 Prioritized clusters
(1) Health & Nutrition (2) WASH (3) Emergency
Shelter &Camp management (4) Logistics (5)
Information Management (6) Protection

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6 Pacific Priority Clusters
Humanitarian
Cluster
Global cluster
lead
Pacific cluster
lead
Pacific cluster partners
1
Health & Nutrition
WHO & UNICEF
WHO & (UNICEF)
WHO, UNICEF, USG, Red Cross
(RC), UNFPA, WV, UNDP, UNEP,
SCF, OXFAM, NZ, AUS, Fiji School
f M di i
/M
h
of Medicine/Monash
2
Water, Sanitation &
Hygiene (WASH)
UNICEF
UNICEF
UNICEF, RC, OXFAM, NZ, WV, SCF,
USG, JP, WHO, AUS
3
Shelter & Camp
Management
IFRC & IOM
IFRC (convener for
Shelter)
IOM (for Camp
Management)
IFRC, SCF, HFH, WV, Oxfam, NZ, JP,
AUS, IOM?
4
Logistics
WFP
(WFP)
WFP, Oxfam, Red Cross, USG,
Church, FRANZ
Church, FRANZ
5
Information
Management
Cross-cutting issue
UNOCHA
UNOCHA, OXFAM, SCF, RC, USG,
UNFPA, UNICEF, Monash/ FSM,
UNESCO, FRANZ, SOPAC?, NZCID,
ACFID? PIANGO?
6
Protection
UNHCR
UNHCR/UNICEF/
OHCHR
UNHCR, UNICEF, OHCHR,
OXFAM,WV, SCF, OCHA, USG,
UNFPA, NZ, RC, Churches, UNDSS,
AUSAID
•
Coordination - IASC: Cluster leads + UNRCs
–
Inter Cluster Coordination
Inter Agency Standing Committee of the Pacific Humanitarian Team
Outcomes (cont’d)
–
Inter-Agency Standing Committee of the Pacific Humanitarian Team
(PHT - IASC):
WHO, UNICEF, IFRC, OCHA, UNDP and
others as per request
•
Utilization of Pacific Disaster Net as an
information tool
•
Country level Contingency Planning exercises
(2008/2009)
(2008/2009)
–
Regional humanitarian organizations (PHT) will support
and compliment the existing national disaster preparedness
and response structures and plans
–
Focus on priority countries

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Planning assumptions
•
Most likely worst case scenario: Rapid
•
Most likely, worst case scenario: Rapid
onset natural disaster affecting up to 30,000
people, including displacement, shelter, etc.
in multiple locations/countries
•
This preparedness capacity should be able
to deal with most other (smaller)
emergencies (natural and man-made)
Experience & Results
•
Fiji floods (Jan 09)
•
Fiji floods (Jan 09)
•
Solomon Islands Floods (Feb 09)
•
Ambrym Floods & Eruption (Apr 09)
•
Regional PHT workshop for review and
2009/10 preparedness in Oct 09
2009/10 preparedness in Oct 09

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WHERE TO FIND OUT MORE
And
www.humanitarianreform.org
www.pacificdisaster.net

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OCHA mobilizes and
coordinates effective and
principled humanitarian action
i
t
hi
ith
ti
l
OCHA’S MISSION
in partnership with national
and international actors.

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OCHA HAS FOUR CLEAR
GOALS
To alleviate human suffering in
OCHA’S MISSION
To alleviate human suffering in
disasters and emergencies.
To advocate for the rights of
people in need.
To promote preparedness and
prevention.
p
To facilitate sustainable
solutions.
OCHA’S CORE FUNCTIONS

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OCHA’S HAS FIVE
CORE FUNCTIONS
Humanitarian coordination
OCHA’S CORE FUNCTIONS
Humanitarian advocacy
Policy development
Management of humanitarian
information
H
it i
Fi
i
Humanitarian Financing