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8/17/2009
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THE HUMANITARIAN
ASSISTANCE SYSTEM OF THE 
UNITED NATIONS 
UN CHARTER ARTICLE 1.3:
“ … to achieve international 
THE UN CHARTER
PRINCIPLES FOR HUMANITARIAN ACTION
cooperation in solving 
international problems of an 
economic, social, cultural or 
humanitarian character…
… through …
UN CHARTER ARTICLE 1 4
UN CHARTER ARTICLE 1.4:
… becoming a centre for 
harmonizing actions.”
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1991: General Assembly 
Resolution 46/182 created the 
Emergency Relief Coordinator 
th f
l
i t
d
i
OCHA’S MANDATE
as the focal point and voice
for humanitarian 
emergencies.
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The same resolution created 
the Department for 
Humanitarian Affairs (became
(
OCHA in 1998), the Inter-
Agency Standing Committee 
(IASC) and the CERF.
THE KEY ACTORS
Upon request 
OCHA assists 
governments
in mobilizing
in mobilizing
international
assistance 
when the 
scale of the 
disaster 
exceeds the 
national
capacity.
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WHY DO WE NEED
COORDINATION?
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We need to deal with a 
AID IS AN ABSOLUTE RIGHT
multiplicity of actors.
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We need to work with 
limited resources.
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We need to avoid the 
politicization of aid.
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W
d t
id
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We need to avoid gaps, 
duplications, and assure the 
responsibility of each 
humanitarian partner.
AID IS AN ABSOLUTE RIGHT
COORDINATION 
MECHANISMS
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GLOBAL: Executive
Committee for Humanitarian 
Affairs (ECHA), Inter-Agency 
Standing Committee (IASC), 
Global Humanitarian Platform 
(GHP)
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COUNTRY LEVEL
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COUNTRY LEVEL:
Humanitarian Coordinators, 
Humanitarian Partnership 
Teams, Consolidated Appeals.
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Inter-Agency
Standing Committee
Inter-Agency Standing Committee 
Full Members and Standing Invitees 
Full Members 
Food and Agricultural 
Organisation (FAO)
Office for the Coordination of 
Humanitarian Affairs (OCHA)
Standing Invitees 
International Committee of the 
Red Cross (ICRC)
International Council of Voluntary 
Agencies (ICVA)
Standing Committee
(IASC)
Composed of NGO 
consortia, Red Cross and 
Red Crescent Movement, 
United Nations Development 
Programme (UNDP)
United Nations Population Fund 
(UNFPA)
United Nations High Comissioner 
for Refugees (UNHCR)
United Nations Children’s Fund 
(UNICEF)
International Federation of Red 
Cross and Red Crescent 
Societies (IFRC)
American Council for Voluntary 
International Action (InterAction)
International Organisation for 
Migration (IOM)
Office of the High Commissioner 
for Human Rights (OHCHR)
IOM, World bank and 
UN agencies
World Food Programme (WFP)
World Health Organisation 
(WHO)
Office of the Special 
Representative of the Secretary 
General on the Human Rights of 
Internally Displaced Persons 
(RSG on HR of IDPs)
Steering Committee for 
Humanitarian Response (SCHR)
World Bank (World Bank)
Why did we need 
Humanitarian Reform?
Myriad of actors – coordination difficult
Gaps in response
p
p
Unpredictability of response
Insufficient accountability
Inconsistent donor policies
=>In September 2005 the IASC endorsed the cluster 
h
d f
lt
f
i i
th
approach as default way of organizing the
international response to any new humanitarian 
emergency.  
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reform
HUMANITARIAN
THE KEY ELEMENTS OF
THE KEY ELEMENTS OF
HUMANITARIAN REFORM
HUMANITARIAN REFORM
CLUSTER APPROACH
Adequate capacity and 
predictable leadership in 
all sectors
HUMANITARIAN 
COORDINATION
Effective leadership and 
coordination in humanitarian 
emergencies
HUMANITARIAN 
FINANCING
Adequate, timely and 
flexible financing
PARTNERSHIPS
Strong partnerships between UN and non-UN actors
reform
HUMANITARIAN
ERC decides on case by case basis on appointment of HCs
Humanitarian Coordinator (HC)
ERC first looks at suitability of incumbent Resident Coordinator 
(RC)
If he/she lacks humanitarian experience or for other (e.g. political) 
reasons the RC is not suitable, ERC will usually select an HC from 
the ‘HC pool’
HC Pool was established in 2006
ongoing training in
HC Pool was established in 2006 – ongoing training in 
humanitarian coordination/leadership, tools  etc (HC pool includes 
many RCs)
HC is Head of the (UN) Humanitarian Country Team
Direct reporting line to the ERC (currently John Holmes)
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reform
HUMANITARIAN
Fl h A
l
Humanitarian financing
Flash Appeal
Consolidated Appeals Process (CAP) 
Central Emergency Response Fund (CERF)
Clusters
strengthen 
partnerships
THE CLUSTER
APPROACH
and responses
to humanitarian 
emergencies
by clarifying 
the division of 
labor among 
aid organizations.
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reform
HUMANITARIAN
Cluster Approach
Aim
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Higher standards of predictability, accountability and partnership
g
p
y,
y
p
p
in all sectors or areas of humanitarian activity
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More strategic responses
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Better prioritization of available resources
Terminology
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Each country to decide on appropriate terminology, based on the
working languages and local preferences
working languages and local preferences
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But a ‘cluster’ is basically the operational body for a ‘sector’ and the 
change is about securing clear leadership for that sector
Allocation of Cluster Leads 
at country level
The HC, in consultation with the Humanitarian 
,
Country Team, is responsible for designation 
of cluster/sector leads at country level
Where possible, cluster leads at country level 
should be in line with leads at global level but 
this may not always be appropriate
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reform
HUMANITARIAN
Normative
Standard setting & consolidation of ‘best practice’
Responsibilities of Global Cluster Leads
-
Standard setting & consolidation of ‘best practice’
• Capacity-Building
-
Training and system development at all levels
-
Surge capacity and standby rosters
-
Material stockpiles
• Operational Support
Emergency preparedness
- Advocacy and resource mobilization
reform
HUMANITARIAN
Terms of Reference for Cluster/Sector Leads at 
Country Level
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Inclusion of key humanitarian partners
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Establishment of appropriate coordination mechanisms
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Coordination with national/local authorities, local civil society etc.
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Ensure participatory and community-based approaches
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Attention to priority cross-cutting issues (age, environment, gender, 
p
y
g
( g
g
HIV/AIDS etc.)
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reform
HUMANITARIAN
™
Emergency preparedness
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Planning and strategy 
Acti
v
Acti
v
development
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Needs Assessment and Analysis
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Application of standards
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Monitoring and reporting
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Advocacy and resource 
bili ti
v
ities of 
cluste
v
ities of 
cluste
mobilization
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Training and capacity building
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Provider of Last Resort (POLR) –
what does that mean??? 
r  leads
r  leads
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Specific Context of Humanitarian 
Assistance in the Pacific
High degree of disaster risk
The vast ocean mass
Small and scattered population on small islands
Local responders quickly overwhelmed
Regional responders operate from different 
l
ti
i th P ifi
locations in the Pacific
Challenges for effective & timely response and 
coordination
Background
Humanitarian Reform and Cluster Approach at the 
global level
Lessons from the
Solomon Islands Tsunami/ 
Earthquake in April 2007
,
which highlighted the 
challenges in response and the importance of 
disaster preparedness
Objective: more effective & predictable 
humanitarian assistance in the Pacific
Inter-agency coordination and collaboration and 
emergency preparedness are an important part of 
this effort
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Lessons from SI EQ/Tsunami
Data preparedness and collection
Data preparedness and collection
Sustained coordination at multiple levels
Information management for coordination 
and decision-making
Logistics transport and supply
Logistics, transport and supply
Roles and responsibilities of various actors
Outcomes from inter-agency 
collaboration
Pacific Humanitarian Team
Comprising all disaster response actors that 
have a regional capacity to deploy in Pacific 
Island Countries 
6 Prioritized clusters
(1) Health & Nutrition (2) WASH (3) Emergency 
Shelter &Camp management (4) Logistics (5) 
Information Management (6) Protection
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6 Pacific Priority Clusters
Humanitarian
Cluster
Global cluster 
lead
Pacific cluster 
lead
Pacific cluster partners
1
Health & Nutrition
WHO & UNICEF
WHO & (UNICEF)
WHO, UNICEF, USG, Red Cross 
(RC), UNFPA, WV, UNDP, UNEP, 
SCF, OXFAM, NZ, AUS, Fiji School 
f M di i
/M
h
of Medicine/Monash
2
Water, Sanitation & 
Hygiene (WASH)
UNICEF
UNICEF
UNICEF, RC, OXFAM, NZ, WV, SCF, 
USG, JP, WHO, AUS
3
Shelter & Camp 
Management
IFRC & IOM
IFRC (convener for 
Shelter)
IOM (for Camp 
Management)
IFRC, SCF, HFH, WV, Oxfam, NZ, JP, 
AUS, IOM? 
4
Logistics
WFP
(WFP)
WFP, Oxfam, Red Cross, USG, 
Church, FRANZ
Church, FRANZ
5
Information 
Management
Cross-cutting issue 
UNOCHA
UNOCHA, OXFAM, SCF, RC, USG, 
UNFPA, UNICEF, Monash/ FSM, 
UNESCO, FRANZ, SOPAC?, NZCID, 
ACFID? PIANGO?
6
Protection
UNHCR
UNHCR/UNICEF/
OHCHR
UNHCR, UNICEF, OHCHR, 
OXFAM,WV, SCF, OCHA, USG, 
UNFPA, NZ, RC, Churches, UNDSS, 
AUSAID
Coordination  - IASC: Cluster leads + UNRCs
Inter Cluster Coordination
Inter Agency Standing Committee of the Pacific Humanitarian Team
Outcomes (cont’d)
Inter-Agency Standing Committee of the Pacific Humanitarian Team
(PHT - IASC): 
WHO, UNICEF, IFRC, OCHA, UNDP and 
others as per request
Utilization of Pacific Disaster Net as an 
information tool
Country level Contingency Planning exercises 
(2008/2009)
(2008/2009)
Regional humanitarian organizations (PHT) will support 
and compliment the existing national disaster preparedness 
and response structures and plans
Focus on priority countries
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Planning assumptions
Most likely worst case scenario: Rapid
Most likely, worst case scenario: Rapid
onset natural disaster affecting up to 30,000 
people, including displacement, shelter, etc. 
in multiple locations/countries
This preparedness capacity should be able 
to deal with most other (smaller) 
emergencies (natural and man-made)
Experience & Results
Fiji floods (Jan 09)
Fiji floods (Jan 09)
Solomon Islands Floods (Feb 09)
Ambrym Floods & Eruption (Apr 09)
Regional PHT workshop for review and 
2009/10 preparedness in Oct 09
2009/10 preparedness in Oct 09
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WHERE TO FIND OUT MORE
And
www.humanitarianreform.org
www.pacificdisaster.net
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OCHA mobilizes and 
coordinates effective and 
principled humanitarian action 
i
t
hi
ith
ti
l
OCHA’S MISSION
in partnership with national
and international actors.
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OCHA HAS FOUR CLEAR 
GOALS
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To alleviate human suffering in
OCHA’S MISSION
To alleviate human suffering in
disasters and emergencies. 
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To advocate for the rights of 
people in need. 
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To promote preparedness and 
prevention.
p
ƒ
To facilitate sustainable 
solutions.
OCHA’S CORE FUNCTIONS
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OCHA’S HAS FIVE
CORE FUNCTIONS
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Humanitarian coordination
OCHA’S CORE FUNCTIONS
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Humanitarian advocacy
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Policy development
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Management of humanitarian 
information
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H
it i
Fi
i
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Humanitarian Financing